About LPL Financial

LPL Financial is one of the leading financial services companies and the largest independent broker in the nation.* For more than four decades, the firm has served as an enbaling partner, supporting financial advisors in their goals of protecting and growing their clients’ wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best – help their clients attain their financial goals and fulfill their dreams.
With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of serices and tools such as:

  • Enabling technology
  • Comprehensive clearing and compliance services
  • Practice management programs and training
  • Independent research

LPL Financial understands that providing Americans with unbiased investment advice is critical to their financial security. Because the firm has no proprietary products to sell, LPL Financial advisors can provide truly unbiased, conflict-free advice and investment recommendations.

The firm’s mission is clear: we believe that objective financial guidance is a fundamental need for everyone. We enable our customers to focus on what they do best – create the personal, long term client relationships that are the foundation for turning life’s aspirations into financial realities.

Thousands of financial advsiors nationwide rely on LPL Financial to help meet their clients’ financial needs. They do so by using the firm’s tools an resources that help them discover their clients’ priorities, dreams, and passions; recommendations that put clients on the path to pursuing their goals.

For more information about LPL Finanical, visit: www.lpl.com

*As reported in Financial Planning Magazine, 1996-2012, based on total revenue.

LPL Account Protection
LPL Financial is a member firm of the Securities Investor Proection Corporation (SIPC). Membership provides account protection up to a maximum of $500,000 per client, of which $250,000 may be claims for cash. For an explanatory brochure, please visit: www.sipc.org. Additionally, through London Insurers, LPL Financial accounts have additional securities protection to cover the net equity of client accounts up to an overall aggregate firm limit of $575,000,000, subject to other conditions and limitations.

The account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments.

This extensive coverage reflects a strong commitment to serving your investment needs.

The LPL Financial registered representatives associated with this site may only discuss and/or transact securities business
with residents to the following states:

Securities and Advisory services offered through LPL Financial, A Registered Investment Advisor |Member FINRA | SIPC