Advisor Consulting

Are you currently working for a bank or wirehouse and thinking about going independent?

Are you thinking about either joining another independent firm or starting an independent firm?

Whatever your current background is in an investment advisory capacity, the financial services team at XML can help you think about, address and execute on the decision to go independent.
Independence was something that was very important to the partners of the XML Financial Group when they made the decision 10 years ago to leave a major wirehouse.
From a consulting perspective, the financial professionals at XML can help you in a number of ways such as:

  • How to set up the business
  • Help develop projections
  • Identify start up costs and contacts with whom to use
  • Brainstorm all facets of marketing
  • Provide ideas on guiding communications to clients and employer
  • Discuss custodians, operations and business models

As experienced financial consultants, we know that every situation is unique and deserves a thorough consultation. Since its creation in 2004, the XML Financial Group has a proven track record of success when consulting individuals and teams on gaining independence.


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Securities and Advisory services offered through LPL Financial, A Registered Investment Advisor |Member FINRA | SIPC