Our Team

Susan A. Harpe

Compliance Specialist Contact Me

Susan Harpe has been in the financial services industry since 1983. She serves in the capacity of Compliance Specialist, assisting with day-to-compliance tasks and projects. Prior to joining Finigan Financial Services, LLC, now XML Financial Group, she was with Edelman Financial Services, LLC as the Director of Compliance Supervision for 19 years.

Education & Philanthropy

Sue was a volunteer with Inova Blood Donor Services.

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We offer a full suite of investment services
For
advisors

Whatever your current background is in an investment advisory capacity, We can help you think about, address, and execute on the decision to go independent.

Our
Services

The Wealth Advisors offers very personalized and consultative financial services.

Brokerage
Services

Brokerage Services through our affiliated broker dealer.

Susan Harpe has been in the financial services industry since 1983. She serves in the capacity of Compliance Specialist, assisting with day-to-compliance tasks and projects. Prior to joining Finigan Financial Services, LLC, now XML Financial Group, she was with Edelman Financial Services, LLC as the Director of Compliance Supervision for 19 years.

Education & Philanthropy

Sue was a volunteer with Inova Blood Donor Services.