• MD 301.770.5234
  • VA 703.790.5999 or LMA 703.827.2300
  • CO 970.668.5700
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Business Continuity Plan

Business Continuity Plan

It is our goal to provide clients with a high level of service no matter what disruption the firm may be experiencing. We have developed a Business Continuity Plan (“BCP”) to respond to events that may create a significant business disruption (“SBD”) to our day-to-day activities. Since the timing and impact of a SBD are unpredictable, we will have to be flexible in responding to events as they occur. We plan to quickly recover and resume business operations and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and enable our clients to transact business as best we can. In short, our BCP is designed to enable our firm and employees to resume operations as quickly as possible, given the scope and severity of the disruption. However, our services could be delayed during the SBD. Our BCP addresses the following: records retrieval; data backup and recovery; mission critical systems; financial and operational assessments; alternative communications with clients, employees, and regulators; alternate physical location of employees; critical suppliers, contractors, bank and custodial impact; regulatory reporting; and providing an alternate means for our clients to access their funds and securities if we are unable to continue our business. We have local and off-site back up of electronic files and off-site storage of historical records. The custodians also store important electronic records in their own systems. We review and incorporate the BCPs of our custodians  and will communicate alternate instructions as needed.

Contacting Us – We will do our best to post notifications of a significant business disruption on the home page of this site.

We have branch offices in Rockville, Maryland, Falls Church, Virginia and Frisco, Colorado. If the business operations at one branch are compromised, the other branch offices will serve as secondary contacts. We will do our best to communicate with you regarding any disruption.

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advisors

Whatever your current background is in an investment advisory capacity, We can help you think about, address, and execute on the decision to go independent.

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The Wealth Advisors offers very personalized and consultative financial services.

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Services

Brokerage Services through our affiliated broker dealer.

Business Continuity Plan

It is our goal to provide clients with a high level of service no matter what disruption the firm may be experiencing. We have developed a Business Continuity Plan (“BCP”) to respond to events that may create a significant business disruption (“SBD”) to our day-to-day activities. Since the timing and impact of a SBD are unpredictable, we will have to be flexible in responding to events as they occur. We plan to quickly recover and resume business operations and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and enable our clients to transact business as best we can. In short, our BCP is designed to enable our firm and employees to resume operations as quickly as possible, given the scope and severity of the disruption. However, our services could be delayed during the SBD. Our BCP addresses the following: records retrieval; data backup and recovery; mission critical systems; financial and operational assessments; alternative communications with clients, employees, and regulators; alternate physical location of employees; critical suppliers, contractors, bank and custodial impact; regulatory reporting; and providing an alternate means for our clients to access their funds and securities if we are unable to continue our business. We have local and off-site back up of electronic files and off-site storage of historical records. The custodians also store important electronic records in their own systems. We review and incorporate the BCPs of our custodians  and will communicate alternate instructions as needed.

Contacting Us – We will do our best to post notifications of a significant business disruption on the home page of this site.

We have branch offices in Rockville, Maryland, Falls Church, Virginia and Frisco, Colorado. If the business operations at one branch are compromised, the other branch offices will serve as secondary contacts. We will do our best to communicate with you regarding any disruption.