Jennifer Szaro, CRCP®
Chief Compliance Officer
Education & Industry ParticipationJennifer has a passion for industry knowledge and continuing education. In 2012, she completed the Certified Regulatory and Compliance Professional (CRCP) Program through FINRA. The program was delivered through the Wharton School at the University of Pennsylvania. It provides compliance, legal and regulatory professionals with an in-depth understanding of the foundation, theory and practical application of securities laws and regulation. In 2018, Jennifer became a non-public FINRA Dispute Resolution Arbitrator, having qualified through the National Arbitration and Mediation Committee. She currently holds the following FINRA registrations; Compliance Officer (CR), Introducing Broker-Dealer Financial and Operations Principal (FI), General Securities Principal (GP), General Securities Representative (GS), Investment Company and Variable Contracts Products Representative (IR), Municipal Securities Principal (MP), Municipal Securities Representative (MR), and Operations Professional (OS). FINRA’s BrokerCheck.
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