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Brokerage Services

Many, but not all, of our Wealth Advisors are also associated with our affiliated broker-dealer, XML Securities, LLC (“XML BD”). Brokerage services and securities offered through XML BD are separate from investment advisory services provided through XML. LET'S TALK

ABOUT XML BD:

  • Originated in 1982. Full service brokerage and insurance services
  • Capabilities for advanced brokerage services; private equity, 1031 exchanges, collateral accounts, and other subscription-based investments offerings.
  • Servicing individuals, families, businesses, non-profits and associations.
  • Became a Focus Financial partner firm in 2007.

BrokerCheck is a free tool to research the background and experience of financial brokers, advisors and firms. XML Securities, LLC, member FINRA/ SIPC.

how we work

We’re here to help you make investments that align with your lifestyle.

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who we are

Brett Bernstein CEO & Co-founder
Rob Kantor CIO & Co-founder
Curtis Congdon President
Michelle Cooper Partner & Director, XML-W - Women, Wealth and Wellness
Jason Klopman Sr. Wealth Advisor, Partner
Eric Wightman Sr. Wealth Advisor, Partner
Jack May Sr. Wealth Advisor
Lauren O’Brien Sr. Wealth Advisor
David Margulies Sr. Wealth Advisor
Noorjahan Enayat Sr. Wealth Advisor
Beth Levine Sr. Wealth Advisor
Kevin Peters Wealth Advisor
Steven Collins Wealth Advisor
Sharon Abbey Wealth Advisor
Sasha Chelekhov Wealth Advisor
Bob Abel Wealth Advisor
John Sciuto Wealth Advisor
Carlos Fuentes Assoc. Wealth Advisor
Nicole Treiber Assoc. Wealth Advisor, Client Service Associate
FULL TEAM

resources

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Wondering if there might be something more you and your money could do?

There are several different ways to connect with us. Chose whichever you are most comfortable with.

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