Wrap-Fee Brochure
XML is able to offer Wrap Fee Programs via its affiliated broker-dealer, XML Securities, LLC, member FINRA/SIPC (“BD”). The BD has a relationship as an introducing broker-dealer utilizing the custodial and clearing services of First Clearing, a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC (“WFCS”), a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.
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